We strive to empower the lives we touch by enabling people to move towards their financial goals. As an independent investment management boutique, we are fiduciaries and active portfolio managers with a fee-only structure. We believe in personal service, customized portfolios and financial plans that are unique to every client.
Our company is founded on a bedrock of passion to build meaningful and lasting relationships with our clients based on trust and mutual respect.
As fiduciary we are legally and ethically bound to put our clients' interests above our own. At KSI Financial, our financial decisions will always be in the best interest of our clients, and we take our fiduciary obligation very serious.
KSI is a Registered Investment Advisor. Our active portfolio management is based on 23 years of industry experience and a trading background in bonds, equities, options and alternatives. We are 100% transparent and with a client retention rate of 94% - we are above the industry standard.
To safeguard our clients' assets, we work exclusively with Charles Schwab, a nationally recognized custodian of assets. Charles Schwab serves independent fee-only investment advisors and their clients and offers access to a wide range of products. Using a third-party custodian prevents conflicts of interest and promotes transparency between KSI Financial and our clients.
We believe our clients are our biggest asset. Communication is key to building a successful, long-term relationship. We communicate frequently with our clients through face-to-face meetings, via phone, email, Zoom and Facetime. We are always available, and our clients have the direct number to their adviser and portfolio manager.
As a privately held company we offer unbiased financial advice - focusing on each individual clients' retirement goals and needs. Our portfolio managers decide on investments independently, and do not pay for third-party asset allocations.
We are a single-fee, non-commission-based firm and we do not sell products that are commission based or commission-only, to avoid conflicts of interest.
This website is provided by KSI Financial for informational purposes only. Investing involves the risk of loss and investors should be prepared to bear potential losses. Past performance may not be indicative of future results and may have been impacted by events and economic conditions that will not prevail in the future. No portion of this website is to be construed as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Certain information contained in this website is derived from sources that KSI Financial believes to be reliable; however, KSI Financial does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages. Any reference to a market index is included for illustrative purposes only, as it is not possible to directly invest in an index. Indices are unmanaged, hypothetical vehicles that serve as market indicators and do not account for the deduction of management fees or transaction costs generally associated with investable products, which otherwise have the effect of reducing the performance of an actual investment portfolio.
KSI Financial is a registered investment adviser that maintains a principal place of business in the state of Minnesota. KSI Financial may only transact business in those states in which it is registered or qualifies for a corresponding exemption from such requirements. For information about KSI Financial’s registration status and business operations, please consult the KSI Financial’s Form ADV disclosure documents, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov.
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